SFC Licences of NG Sau Wah Christ 伍秀華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cosmos One Capital Limited 宏銘資本有限公司 RO 9 02 April 2020
Cosmos One Capital Limited 宏銘資本有限公司 RO 4 02 April 2020
Cosmos One Capital Limited 宏銘資本有限公司 RO 1 02 April 2020
BOCI Securities Limited 中銀國際證券有限公司 RE 1 06 June 2014 10 March 2018
BOCI Securities Limited 中銀國際證券有限公司 RE 4 06 June 2014 10 March 2018
BOCI Securities Limited 中銀國際證券有限公司 RE 2 06 June 2014 10 March 2018