SFC Licences of HAN Yi 韓翌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Qube Research & Technologies Hong Kong Limited | RE | 9 | 06 August 2019 | |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 28 September 2017 | 23 May 2019 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 28 September 2017 | 23 May 2019 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 28 September 2017 | 23 May 2019 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 05 June 2014 | 28 June 2017 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 05 June 2014 | 28 June 2017 |