SFC Licences of LIU Zandrew Chin Tao 廖展圖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Ninety One Hong Kong Limited 晉達資產管理香港有限公司 | RE | 9 | 17 January 2018 | 30 June 2019 |
Ninety One Hong Kong Limited 晉達資產管理香港有限公司 | RE | 4 | 17 January 2018 | 30 June 2019 |
Ninety One Hong Kong Limited 晉達資產管理香港有限公司 | RE | 1 | 17 January 2018 | 30 June 2019 |
HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 06 June 2014 | 18 August 2017 |
HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 06 June 2014 | 18 August 2017 |
HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 06 June 2014 | 18 August 2017 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 06 June 2014 | 18 August 2017 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 06 June 2014 | 18 August 2017 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 06 June 2014 | 18 August 2017 |