SFC Licences of POWELL Stuart Baden
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Asia Securities Limited | RO | 1 | 14 July 2021 | 25 September 2023 |
| Macquarie Asia Securities Limited | RE | 1 | 30 September 2020 | 14 July 2021 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 7 | 21 May 2018 | 25 September 2023 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 1 | 21 May 2018 | 25 September 2023 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 7 | 16 November 2016 | 21 May 2018 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 16 November 2016 | 21 May 2018 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 15 October 2015 | 12 April 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 15 October 2015 | 12 April 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 11 June 2014 | 12 April 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 11 June 2014 | 12 April 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 11 June 2014 | 12 April 2016 |