SFC Licences of SO Wai Yip 蘇偉業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 12 August 2020 | |
Virtu ITG Hong Kong Limited | RE | 7 | 11 July 2014 | 22 May 2020 |
Virtu ITG Hong Kong Limited | RE | 1 | 11 July 2014 | 22 May 2020 |