SFC Licences of MA Jianwei 馬建偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RO | 6 | 31 March 2021 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RO | 1 | 31 March 2021 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 12 October 2020 | 31 March 2021 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 12 October 2020 | 31 March 2021 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 11 May 2017 | 30 June 2020 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 11 May 2017 | 30 June 2020 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 17 November 2015 | 03 August 2016 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 17 November 2015 | 03 August 2016 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 17 November 2015 | 03 August 2016 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 13 June 2014 | 21 July 2015 |