SFC Licences of LIN Zhimin 林智敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CSOP Asset Management Limited 南方東英資產管理有限公司 RE 9 29 October 2018 29 November 2019
CSOP Asset Management Limited 南方東英資產管理有限公司 RE 1 10 September 2018 29 November 2019
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 05 September 2017 26 August 2018
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 27 March 2017 26 August 2018
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 RE 1 03 July 2014 08 March 2017