SFC Licences of GE Yingming 葛鶯鳴

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 05 November 2019
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 05 November 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 29 August 2017 25 September 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 29 August 2017 25 September 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 29 August 2017 25 September 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 28 October 2015 07 July 2017
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 28 October 2015 07 July 2017
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 28 October 2015 07 July 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 13 June 2014 09 October 2015