SFC Licences of GE Yingming 葛鶯鳴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 05 November 2019 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 05 November 2019 | |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 29 August 2017 | 25 September 2019 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 29 August 2017 | 25 September 2019 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 29 August 2017 | 25 September 2019 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 28 October 2015 | 07 July 2017 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 28 October 2015 | 07 July 2017 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 28 October 2015 | 07 July 2017 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 13 June 2014 | 09 October 2015 |