SFC Licences of LIU Lingming 劉凌明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 5 14 March 2017 11 May 2021
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 2 14 March 2017 11 May 2021
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 5 16 June 2014 01 April 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 2 16 June 2014 01 April 2015