SFC Licences of YIP Yuen Ting Regina 葉菀婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 9 | 13 August 2021 | |
| RE | 9 | 18 December 2020 | 15 July 2021 | |
| RE | 4 | 18 December 2020 | 15 July 2021 | |
| Leo Capital Corp (Hong Kong) Limited | RE | 9 | 06 January 2017 | 07 August 2020 |
| Leo Capital Corp (Hong Kong) Limited | RE | 4 | 06 January 2017 | 07 August 2020 |
| EXS Capital Asia Limited | RE | 4 | 30 June 2014 | 31 December 2016 |
| EXS Capital Asia Limited | RE | 9 | 30 June 2014 | 31 December 2016 |