SFC Licences of SIN Ka Yiu 冼嘉耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RO | 6 | 12 September 2023 | 18 March 2024 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RO | 4 | 12 September 2023 | 18 March 2024 |
| CLSA Limited 中信里昂證券有限公司 | RO | 1 | 12 September 2023 | 18 March 2024 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 06 January 2015 | 12 September 2023 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 06 January 2015 | 22 July 2021 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 30 June 2014 | 12 September 2023 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 30 June 2014 | 12 September 2023 |