SFC Licences of WANG Shiyan 王士彥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Aspoon Capital Limited 一瓢資本有限公司 | RO | 9 | 01 November 2021 | |
Aspoon Capital Limited 一瓢資本有限公司 | RE | 9 | 28 May 2021 | 01 November 2021 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 08 March 2019 | 15 April 2021 |
UBS Securities Asia Limited | RE | 4 | 14 September 2018 | 17 December 2018 |
UBS Securities Asia Limited | RE | 4 | 06 August 2018 | 10 August 2018 |
UBS Securities Asia Limited | RE | 4 | 01 June 2018 | 05 June 2018 |
UBS Securities Asia Limited | RE | 4 | 15 May 2018 | 18 May 2018 |
UBS Securities Asia Limited | RE | 4 | 18 January 2018 | 24 January 2018 |
UBS Securities Asia Limited | RE | 4 | 23 June 2017 | 27 June 2017 |
UBS Securities Asia Limited | RE | 4 | 05 June 2017 | 09 June 2017 |
UBS Securities Asia Limited | RE | 4 | 09 March 2017 | 20 March 2017 |
UBS Securities Asia Limited | RE | 4 | 06 December 2016 | 09 December 2016 |
UBS Securities Asia Limited | RE | 4 | 08 June 2016 | 15 June 2016 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 19 June 2014 | 15 May 2015 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 19 June 2014 | 15 May 2015 |