SFC Licences of TSE Yiu Chun 謝耀進
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) | RE | 4 | 29 April 2021 | 11 January 2023 |
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) | RE | 1 | 29 April 2021 | 11 January 2023 |
Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 1 | 20 December 2018 | 16 March 2021 |
Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 9 | 19 November 2018 | 16 March 2021 |
Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 4 | 19 November 2018 | 16 March 2021 |
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RE | 4 | 14 July 2014 | 28 June 2018 |
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RE | 9 | 14 July 2014 | 28 June 2018 |