SFC Licences of TSE Yiu Chun 謝耀進

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務)
RE 1, 4 29 April 2021
Hang Seng Investment Management Limited 恒生投資管理有限公司
RE 1 20 December 2018 16 March 2021
Hang Seng Investment Management Limited 恒生投資管理有限公司
RE 4, 9 19 November 2018 16 March 2021
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
RE 4, 9 14 July 2014 28 June 2018