SFC Licences of CHAN Shiu Tong, Terence 陳兆棠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 05 October 2018 15 January 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 05 October 2018 15 January 2021
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 RE 2 23 November 2016 20 July 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 23 November 2016 20 July 2018
BOCI Securities Limited 中銀國際證券有限公司 RE 1 20 June 2014 14 November 2016
BOCI Securities Limited 中銀國際證券有限公司 RE 2 20 June 2014 14 November 2016