SFC Licences of BHARADWAJ Goutham
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 1 | 08 March 2024 | 15 March 2024 |
UBS Securities Asia Limited | RE | 1 | 08 March 2024 | 15 March 2024 |
UBS Securities Hong Kong Limited | RE | 1 | 13 January 2023 | 20 January 2023 |
UBS Securities Asia Limited | RE | 1 | 13 January 2023 | 20 January 2023 |
UBS Securities Hong Kong Limited | RE | 1 | 17 October 2017 | 20 October 2017 |
UBS Securities Asia Limited | RE | 2 | 17 October 2017 | 20 October 2017 |
UBS Securities Asia Limited | RE | 1 | 17 October 2017 | 20 October 2017 |
UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 01 March 2017 |
UBS Securities Asia Limited | RE | 2 | 25 June 2014 | 01 March 2017 |
UBS Securities Asia Limited | RE | 1 | 25 June 2014 | 01 March 2017 |
UBS Securities Hong Kong Limited | RE | 1 | 25 June 2014 | 18 December 2016 |