SFC Licences of WU Jun
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 6 | 04 April 2019 | |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 4 | 04 April 2019 | |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 1 | 04 April 2019 | |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 02 November 2018 | 04 April 2019 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 02 November 2018 | 04 April 2019 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 02 November 2018 | 04 April 2019 |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 02 December 2015 | 13 September 2018 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 02 December 2015 | 13 September 2018 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 02 December 2015 | 13 September 2018 |
UBS Securities Hong Kong Limited | RE | 6 | 03 February 2015 | 03 September 2015 |
UBS Securities Hong Kong Limited | RE | 6 | 20 October 2014 | 14 January 2015 |
UBS Securities Hong Kong Limited | RE | 6 | 30 June 2014 | 29 September 2014 |