SFC Licences of WU Jun

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RO 6 04 April 2019
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RO 4 04 April 2019
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RO 1 04 April 2019
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 6 02 November 2018 04 April 2019
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 4 02 November 2018 04 April 2019
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 1 02 November 2018 04 April 2019
J.P. Morgan Securities (Far East) Limited RE 6 02 December 2015 13 September 2018
J.P. Morgan Securities (Far East) Limited RE 4 02 December 2015 13 September 2018
J.P. Morgan Securities (Far East) Limited RE 1 02 December 2015 13 September 2018
UBS Securities Hong Kong Limited RE 6 03 February 2015 03 September 2015
UBS Securities Hong Kong Limited RE 6 20 October 2014 14 January 2015
UBS Securities Hong Kong Limited RE 6 30 June 2014 29 September 2014