SFC Licences of BAI Yang 白楊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Forestone (HK) Asset Management Limited 灃石(香港)資產管理有限公司 | RO | 9 | 21 September 2021 | 30 November 2023 |
| Forestone (HK) Asset Management Limited 灃石(香港)資產管理有限公司 | RE | 9 | 10 September 2021 | 21 September 2021 |
| Prior Asset Management Limited 昇悅資產管理有限公司 | RO | 9 | 25 May 2020 | 31 August 2021 |
| Forshine Asset Management Limited 豐誠資產管理有限公司 | RE | 9 | 01 August 2018 | 15 January 2019 |
| Forshine Asset Management Limited 豐誠資產管理有限公司 | RE | 4 | 01 August 2018 | 15 January 2019 |
| Prior Asset Management Limited 昇悅資產管理有限公司 | RE | 9 | 23 December 2016 | 28 February 2018 |
| Prior Asset Management Limited 昇悅資產管理有限公司 | RE | 4 | 23 December 2016 | 28 February 2018 |
| Prior Securities Limited 昇悅證券有限公司 | RE | 1 | 08 November 2016 | 28 February 2018 |
| Chief Securities Limited 致富證券有限公司 | RE | 9 | 25 June 2014 | 01 November 2016 |
| Chief Securities Limited 致富證券有限公司 | RE | 4 | 25 June 2014 | 01 November 2016 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 25 June 2014 | 01 November 2016 |