SFC Licences of ZHONG Yan 鍾燕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fosun Hani Securities Limited 復星恆利證券有限公司
RE 1 22 December 2017 12 April 2020
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 24 June 2014 01 December 2017
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 24 June 2014 01 December 2017