SFC Licences of NG Pak Him 吳柏謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| C.M. Capital Advisors (HK) Limited | RO | 4 | 16 August 2022 | |
| C.M. Capital Advisors (HK) Limited | RE | 4 | 05 May 2022 | 16 August 2022 |
| C.M. Capital Advisors (HK) Limited | RE | 9 | 05 May 2022 | |
| Cupola Capital Limited | RO | 4 | 22 April 2020 | 01 January 2022 |
| Cupola Capital Limited | RE | 9 | 17 May 2019 | 01 January 2022 |
| Cupola Capital Limited | RE | 4 | 07 May 2019 | 22 April 2020 |
| VC Brokerage Limited 滙盈證券有限公司 | RE | 4 | 29 September 2015 | 16 March 2019 |
| Foundation Asset Management (HK) Limited 邦德資產管理(香港)有限公司 | RE | 9 | 24 July 2014 | 19 May 2015 |