SFC Licences of KWOK Tin Pui 郭天培
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 16 June 2021 | 11 August 2021 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 9 | 23 April 2019 | 24 May 2019 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 23 April 2019 | 24 May 2019 |
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 9 | 27 November 2018 | 25 March 2019 |
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 4 | 27 November 2018 | 25 March 2019 |
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 27 November 2018 | 25 March 2019 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 26 June 2014 | 19 August 2015 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 26 June 2014 | 19 August 2015 |