SFC Licences of LIU Sheng 劉晟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 25 June 2015 | 05 October 2016 |
| UBS Securities Hong Kong Limited | RE | 6 | 02 July 2014 | 23 May 2015 |