SFC Licences of GAO Tianyu 高天宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
FIL Investment Advisors | RE | 9 | 10 August 2020 | |
FIL Investment Advisors | RE | 4 | 10 August 2020 | |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 9 | 10 August 2020 | |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 10 August 2020 | |
UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 30 June 2018 |
UBS Securities Hong Kong Limited | RE | 6 | 07 July 2014 | 18 December 2016 |