SFC Licences of TAM Wai Sum 譚惠心
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 02 July 2014 | 22 January 2015 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 02 July 2014 | 22 January 2015 |