SFC Licences of LI Hongli 李宏麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 9 | 05 January 2022 | |
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 4 | 05 January 2022 | |
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 1 | 05 January 2022 | |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 22 May 2019 | 02 July 2021 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 22 May 2019 | |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RO | 6 | 16 November 2017 | 12 May 2021 |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 27 June 2014 | 12 May 2021 |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 27 June 2014 | 16 November 2017 |