SFC Licences of SO Hing Fai 蘇慶輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 10 June 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 10 June 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 10 June 2022
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 09 April 2020 06 June 2022
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 19 February 2019 06 June 2022
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 25 October 2018 06 June 2022
Wilson International Capital Limited 滙生國際資本有限公司 RE 6 13 September 2017 31 July 2018
Wilson Securities Limited 滙生證券有限公司 RE 4 13 September 2017 31 July 2018
Wilson Securities Limited 滙生證券有限公司 RE 1 13 September 2017 31 July 2018
JS Securities Limited 晉商證券有限公司 RE 4 25 April 2017 20 August 2017
Zhonghui International Futures Company Limited 中輝國際期貨有限公司 RE 2 14 December 2016 20 August 2017
JS Securities Limited 晉商證券有限公司 RE 1 11 January 2016 20 August 2017
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 RE 2 20 July 2015 31 December 2015
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 1 20 July 2015 31 December 2015