SFC Licences of LI Wan Chau 李雲舟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RE 4 15 June 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 1 15 June 2022
Zhongcai Asset Management Limited 中財資產管理有限公司 RE 4 01 March 2018 31 December 2018
Zhongcai Asset Management Limited 中財資產管理有限公司 RE 9 01 March 2018 31 December 2018
HSZ (Hong Kong) Limited RE 4 07 July 2014 28 July 2014
HSZ (Hong Kong) Limited RE 9 07 July 2014 28 July 2014