SFC Licences of LI Wan Chau 李雲舟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 15 June 2022 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 15 June 2022 | |
| Zhongcai Asset Management Limited 中財資產管理有限公司 | RE | 9 | 01 March 2018 | 31 December 2018 |
| Zhongcai Asset Management Limited 中財資產管理有限公司 | RE | 4 | 01 March 2018 | 31 December 2018 |
| HSZ (Hong Kong) Limited | RE | 4 | 07 July 2014 | 28 July 2014 |
| HSZ (Hong Kong) Limited | RE | 9 | 07 July 2014 | 28 July 2014 |