SFC Licences of DING Xiao

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司
RE 1, 4 04 October 2017 09 July 2020
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 4 09 June 2015 29 September 2017
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 1 03 July 2014 29 September 2017