SFC Licences of STOTT Andrew Gregory
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 11 January 2019 | 16 January 2019 |
UBS Securities Asia Limited | RE | 4 | 12 January 2017 | 20 January 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 15 July 2014 | 16 July 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 July 2014 | 16 July 2014 |