SFC Licences of PAN Yi 潘禕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | RE | 9 | 13 November 2017 | |
| Neuberger Berman Asia Limited | RE | 4 | 13 November 2017 | |
| Neuberger Berman Asia Limited | RE | 1 | 13 November 2017 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 9 | 01 August 2017 | 27 September 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 July 2014 | 27 September 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 07 July 2014 | 01 August 2017 |