SFC Licences of SNELLING David James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Charlton House WM Limited | RO | 9 | 18 August 2021 | |
Charlton House WM Limited | RO | 4 | 18 August 2021 | |
Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司 | RO | 9 | 29 September 2014 | 17 August 2021 |
Realord Asia Pacific Asset Management Limited 偉祿亞太資產管理有限公司 | RO | 4 | 29 September 2014 | 17 August 2021 |