SFC Licences of MORGAN James Richard 穆冠匡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 09 October 2023 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 09 October 2023 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 24 May 2018 | 31 July 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 24 May 2018 | 31 July 2023 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 28 July 2014 | 19 January 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 28 July 2014 | 19 January 2018 |