SFC Licences of XU Weichang 徐蔚昌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mango Financial Limited 芒果金融有限公司 RE 9 23 July 2019 24 July 2020
Mango Financial Limited 芒果金融有限公司 RE 6 23 July 2019 24 July 2020
Mango Financial Limited 芒果金融有限公司 RE 4 23 July 2019 24 July 2020
Mango Financial Limited 芒果金融有限公司 RE 1 23 July 2019 24 July 2020
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 17 June 2016 23 August 2017
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 17 June 2016 23 August 2017
CLSA Limited 中信里昂證券有限公司 RE 1 17 June 2016 23 August 2017
Merrill Lynch Far East Limited RE 6 28 July 2014 09 March 2016
Merrill Lynch Far East Limited RE 4 28 July 2014 09 March 2016
Merrill Lynch Far East Limited RE 1 28 July 2014 09 March 2016
Merrill Lynch (Asia Pacific) Limited RE 6 28 July 2014 09 March 2016
Merrill Lynch (Asia Pacific) Limited RE 4 28 July 2014 09 March 2016
Merrill Lynch (Asia Pacific) Limited RE 1 28 July 2014 09 March 2016