SFC Licences of XU Weichang 徐蔚昌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mango Financial Limited 芒果金融有限公司 | RE | 9 | 23 July 2019 | 24 July 2020 |
Mango Financial Limited 芒果金融有限公司 | RE | 6 | 23 July 2019 | 24 July 2020 |
Mango Financial Limited 芒果金融有限公司 | RE | 4 | 23 July 2019 | 24 July 2020 |
Mango Financial Limited 芒果金融有限公司 | RE | 1 | 23 July 2019 | 24 July 2020 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 17 June 2016 | 23 August 2017 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 17 June 2016 | 23 August 2017 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 17 June 2016 | 23 August 2017 |
Merrill Lynch Far East Limited | RE | 6 | 28 July 2014 | 09 March 2016 |
Merrill Lynch Far East Limited | RE | 4 | 28 July 2014 | 09 March 2016 |
Merrill Lynch Far East Limited | RE | 1 | 28 July 2014 | 09 March 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 28 July 2014 | 09 March 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 28 July 2014 | 09 March 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 28 July 2014 | 09 March 2016 |