SFC Licences of LI Yiwei 李一維
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Securities (Far East) Limited | RE | 6 | 21 June 2017 | |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 21 June 2017 | |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 21 June 2017 | |
Merrill Lynch Far East Limited | RE | 6 | 28 July 2014 | 18 May 2017 |
Merrill Lynch Far East Limited | RE | 4 | 28 July 2014 | 18 May 2017 |
Merrill Lynch Far East Limited | RE | 1 | 28 July 2014 | 18 May 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 28 July 2014 | 18 May 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 28 July 2014 | 18 May 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 28 July 2014 | 18 May 2017 |