SFC Licences of CHENG Ke 程珂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Brevan Howard (Hong Kong) Limited | RE | 9 | 09 September 2020 | 18 September 2023 |
| Brevan Howard (Hong Kong) Limited | RE | 9 | 08 May 2017 | 31 December 2019 |
| Brevan Howard (Hong Kong) Limited | RE | 1 | 08 May 2017 | 09 May 2018 |
| Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 | RE | 9 | 11 July 2016 | 29 April 2017 |
| Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 | RE | 4 | 11 July 2016 | 29 April 2017 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 14 July 2014 | 28 June 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 14 July 2014 | 28 June 2016 |
| UBS Securities Asia Limited | RE | 1 | 14 July 2014 | 28 June 2016 |
| UBS Securities Asia Limited | RE | 2 | 14 July 2014 | 28 June 2016 |