SFC Licences of ZENG Jin 曾進

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huarong International Capital Limited 華融國際融資有限公司 RO 6 20 September 2023
Huarong International Capital Limited 華融國際融資有限公司 RO 1 20 September 2023
Huarong International Securities Limited 華融國際證券有限公司 RO 4 20 September 2023
Huarong International Securities Limited 華融國際證券有限公司 RO 1 20 September 2023
Huarong International Capital Limited 華融國際融資有限公司 RE 6 25 July 2023 20 September 2023
Huarong International Capital Limited 華融國際融資有限公司 RE 1 25 July 2023 20 September 2023
Huarong International Securities Limited 華融國際證券有限公司 RE 4 25 July 2023 20 September 2023
Huarong International Securities Limited 華融國際證券有限公司 RE 1 25 July 2023 20 September 2023
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 4 18 August 2022 10 January 2023
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 18 August 2022 10 January 2023
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RE 6 18 August 2022 10 January 2023
CCB International Capital Limited 建銀國際金融有限公司 RO 6 11 February 2019 29 March 2022
CCB International Capital Limited 建銀國際金融有限公司 RO 4 11 February 2019 29 March 2022
CCB International Capital Limited 建銀國際金融有限公司 RO 1 11 February 2019 29 March 2022
CCB International Capital Limited 建銀國際金融有限公司 RE 6 09 July 2014 11 February 2019
CCB International Capital Limited 建銀國際金融有限公司 RE 4 09 July 2014 11 February 2019
CCB International Capital Limited 建銀國際金融有限公司 RE 1 09 July 2014 11 February 2019