SFC Licences of LI Cheng 李琤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 26 January 2022
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 26 January 2022
Millennium Capital Management (Hong Kong) Limited RE 9 16 June 2020 06 September 2021
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 2 23 April 2018 27 March 2020
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 23 April 2018 27 March 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 16 March 2017 16 March 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 16 March 2017 16 March 2018
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 16 July 2014 10 February 2017
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 16 July 2014 10 February 2017