SFC Licences of LI Cheng 李琤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 26 January 2022 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 26 January 2022 | |
| Millennium Capital Management (Hong Kong) Limited | RE | 9 | 16 June 2020 | 06 September 2021 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 23 April 2018 | 27 March 2020 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 23 April 2018 | 27 March 2020 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 16 March 2017 | 16 March 2018 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 16 March 2017 | 16 March 2018 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 16 July 2014 | 10 February 2017 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 16 July 2014 | 10 February 2017 |