SFC Licences of KWAN Pak Him 關柏謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 1 | 30 October 2018 | |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 | RE | 2 | 19 December 2016 | 20 October 2018 |
| Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 | RE | 2 | 05 April 2016 | 31 March 2017 |
| Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 12 October 2015 | 20 October 2018 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 11 August 2014 | 29 April 2015 |