SFC Licences of NOVI 劉懿貴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 9 | 17 April 2015 | 16 January 2018 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 4 | 17 April 2015 | 16 January 2018 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 1 | 23 February 2015 | 16 January 2018 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 16 July 2014 | 31 December 2014 |