SFC Licences of GAO Yawen 高雅文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 9 | 10 March 2021 | |
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 4 | 10 March 2021 | |
Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 9 | 12 June 2017 | 05 February 2021 |
Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 4 | 12 June 2017 | 05 February 2021 |
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 18 July 2014 | 30 July 2016 |
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 18 July 2014 | 30 July 2016 |