SFC Licences of GAO Yawen 高雅文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 RE 9 10 March 2021
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 RE 4 10 March 2021
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RE 9 12 June 2017 05 February 2021
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RE 4 12 June 2017 05 February 2021
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 18 July 2014 30 July 2016
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 1 18 July 2014 30 July 2016