SFC Licences of LAU Ka Tsun 劉嘉浚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 03 August 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 03 August 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 03 August 2017
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 21 July 2014 23 June 2017