SFC Licences of NUSSBAUM Daniel Fabio
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS AG | 6 | 11 February 2020 | ||
| UBS Securities Hong Kong Limited | RO | 6 | 09 April 2019 | 27 September 2023 |
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 09 April 2019 |
| UBS Securities Hong Kong Limited | RE | 6 | 01 August 2014 | 18 December 2016 |