SFC Licences of CORONES Georgia Kate
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 05 February 2020 | 15 June 2023 |
| UBS Securities Hong Kong Limited | RE | 1 | 05 February 2020 | 15 June 2023 |
| UBS Securities Asia Limited | RE | 2 | 05 February 2020 | 15 June 2023 |
| UBS Securities Asia Limited | RE | 1 | 05 February 2020 | 15 June 2023 |
| UBS Securities Asia Limited | RE | 1 | 14 December 2018 | 21 December 2018 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 23 January 2015 | 08 July 2016 |
| UBS Securities Asia Limited | RE | 2 | 02 January 2015 | 08 July 2016 |
| UBS Securities Asia Limited | RE | 1 | 02 January 2015 | 08 July 2016 |
| UBS Securities Hong Kong Limited | RE | 7 | 02 January 2015 | 08 July 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 02 January 2015 | 08 July 2016 |
| UBS Securities Asia Limited | RE | 2 | 24 July 2014 | 29 December 2014 |
| UBS Securities Asia Limited | RE | 1 | 24 July 2014 | 29 December 2014 |
| UBS Securities Hong Kong Limited | RE | 7 | 24 July 2014 | 29 December 2014 |
| UBS Securities Hong Kong Limited | RE | 1 | 24 July 2014 | 29 December 2014 |