SFC Licences of WANG Zi Zhu

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 6 06 December 2023
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 4 06 December 2023
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 1 06 December 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 04 February 2019 31 October 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 30 January 2019 31 October 2023
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 01 August 2018 19 September 2018
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 1 01 August 2014 15 June 2018
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 01 August 2014 15 June 2018
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 9 01 August 2014 31 August 2015
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 1 01 August 2014 31 December 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 4 01 August 2014 31 December 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 9 01 August 2014 31 December 2014