SFC Licences of YU Kam Chiu William 余錦釗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 15 June 2021 | 18 October 2023 |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 1 | 15 June 2021 | 18 October 2023 |
Allianz Global Investors Asia Pacific Limited | RE | 9 | 26 April 2017 | 16 November 2018 |
Allianz Global Investors Asia Pacific Limited | RE | 4 | 26 April 2017 | 16 November 2018 |
Philippa Huckle Group Limited, The (trading as Aria Forum Wealth Management) | RE | 9 | 11 August 2016 | 17 April 2017 |
Philippa Huckle Group Limited, The (trading as Aria Forum Wealth Management) | RE | 4 | 30 June 2016 | 17 April 2017 |
Philippa Huckle Group Limited, The (trading as Aria Forum Wealth Management) | RE | 1 | 30 June 2016 | 17 April 2017 |
BCT Financial Limited 銀聯金融有限公司 | RE | 4 | 21 August 2014 | 14 June 2016 |
BCT Financial Limited 銀聯金融有限公司 | RE | 1 | 21 August 2014 | 14 June 2016 |