SFC Licences of FRANKLIN Marc Richard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 9 | 19 January 2022 | 09 July 2023 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 5 | 19 January 2022 | 09 July 2023 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 4 | 19 January 2022 | 09 July 2023 |
| Conning Asia Pacific Limited 康利亞太有限公司 | RE | 9 | 18 August 2015 | 11 March 2019 |
| Conning Asia Pacific Limited 康利亞太有限公司 | RE | 4 | 18 August 2015 | 11 March 2019 |
| Conning Asia Pacific Limited 康利亞太有限公司 | RE | 1 | 18 August 2015 | 11 March 2019 |
| JF International Management Inc. | RE | 9 | 11 August 2014 | 28 May 2015 |
| JF International Management Inc. | RE | 4 | 11 August 2014 | 28 May 2015 |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 9 | 11 August 2014 | 28 May 2015 |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 5 | 11 August 2014 | 28 May 2015 |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 4 | 11 August 2014 | 28 May 2015 |