SFC Licences of CHU Ho Wang, Horace 朱浩宏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 | RE | 1 | 08 April 2022 | |
Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 | RO | 6 | 23 September 2021 | |
Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 | RE | 6 | 27 August 2021 | 23 September 2021 |
Ample Capital Limited 豐盛融資有限公司 | RO | 6 | 15 January 2020 | 05 August 2021 |
Ample Capital Limited 豐盛融資有限公司 | RE | 6 | 15 June 2018 | 15 January 2020 |
Dakin Capital Limited 德健融資有限公司 | RE | 6 | 18 April 2016 | 01 June 2018 |
Innovax Capital Limited 創陞融資有限公司 | RE | 6 | 02 July 2015 | 01 April 2016 |
Innovax Capital Limited 創陞融資有限公司 | RE | 1 | 02 July 2015 | 01 April 2016 |
Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 1 | 23 July 2014 | 19 June 2015 |
Kingsway Capital Limited 滙富融資有限公司 | RE | 6 | 23 July 2014 | 19 June 2015 |