SFC Licences of CHU Ho Wang, Horace 朱浩宏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 RE 1 08 April 2022
Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 RO 6 23 September 2021
Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 RE 6 27 August 2021 23 September 2021
Ample Capital Limited 豐盛融資有限公司 RO 6 15 January 2020 05 August 2021
Ample Capital Limited 豐盛融資有限公司 RE 6 15 June 2018 15 January 2020
Dakin Capital Limited 德健融資有限公司 RE 6 18 April 2016 01 June 2018
Innovax Capital Limited 創陞融資有限公司 RE 6 02 July 2015 01 April 2016
Innovax Capital Limited 創陞融資有限公司 RE 1 02 July 2015 01 April 2016
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 1 23 July 2014 19 June 2015
Kingsway Capital Limited 滙富融資有限公司 RE 6 23 July 2014 19 June 2015