SFC Licences of YU Mike 余忠南
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 30 December 2018 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 24 October 2016 | 30 December 2018 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 23 September 2016 | 02 October 2017 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 25 July 2014 | 22 September 2016 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 25 July 2014 | 16 February 2016 |