SFC Licences of WALSH Brent Nicholas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 03 March 2016 | 05 March 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 03 March 2016 | 05 March 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 22 April 2015 | 24 April 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 April 2015 | 24 April 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 28 July 2014 | 01 August 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 28 July 2014 | 01 August 2014 |