SFC Licences of LO Yim On 盧艷安

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 4 07 May 2018
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 1 07 May 2018
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 RE 9 01 September 2014 01 September 2016
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 RE 4 01 September 2014 01 September 2016