SFC Licences of KIM Cherin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 18 January 2019 | |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 18 January 2019 | |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 29 July 2014 | 31 October 2018 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 29 July 2014 | 31 October 2018 |